PRACTICE
Trading & Markets
Overview
Our Trading & Markets practice group is committed to providing full-service legal services to clients engaged in the dynamic financial markets. We offer valued counsel on a wide range of trading activities, including equities, derivatives, commodities, and fixed income securities. Our team of seasoned partners possesses deep industry knowledge and regulatory know-how, enabling us to navigate the intricate landscape of market regulations and compliance requirements. We work closely with our clients to develop tailored strategies that mitigate risks, ensure regulatory compliance, and optimize trading operations. Whether you are a financial institution, hedge fund, asset manager, or corporate entity, our practice group is committed to delivering innovative solutions that drive success in the ever-evolving trading environment.
Experience
In addition to our advisory services, PierFerd’s Trading & Markets Team routinely represents clients in regulatory investigations, enforcement actions, and litigation. We have a proven track record of successfully defending clients before key regulatory bodies such as the Securities and Exchange Commission (SEC), the Commodity Futures Trading Commission (CFTC), and the Financial Industry Regulatory Authority (FINRA). Our partners are adept at handling high-stakes disputes and negotiating favorable settlements, ensuring that our clients' interests are vigorously protected. By staying at the forefront of market trends and regulatory developments, we provide our clients with the insights and guidance needed to thrive in today's competitive financial markets.